Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dillon? Claim Your ProfileDillon Fong is an investment advisor representative with Wells Fargo Clearing Services, LLC. Dillon has been in the securities industry since 2001. Dillon is currently registered with FINRA, in California, New Jersey, and Texas. Dillon is also registered with the state of Texas as an investment advisor representative. In addition to his current registrations, Dillon has been previously registered in California with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Finance 500, Inc. Dillon has passed several securities exams including the Series 7, Series 55, Series 63, and Series 66. Dillon's specializations include investment advice, brokerage services, and trust services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/08/2018 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
09/25/2007 - 04/04/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CENTURY CITY CA)
CA
12/17/2001 - 05/09/2007
FINANCE 500, INC. (IRVINE CA)
BOTH
Issued 12/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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