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Dillon Broderick

Pruco Securities, LLC

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About Dillon Broderick

Dillon Broderick is a financial advisor at Pruco Securities, LLC. Dillon has been in the industry since 2014. Dillon has a Series 63, 65, 7, and SIE licenses. Dillon has held previous positions at Empower Financial Services, Inc., Paulson Investment Company LLC, BancWest Investment Services, Inc., TD Ameritrade, Inc., and E*TRADE SECURITIES LLC. Dillon's office is located at 1731 Technology Drive, Suite 600, San Jose, CA.

Firm Information

Dillon Broderick is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Dillon Broderick’s Registration & Firm History

CA

04/04/2024 - Present

Pruco Securities, LLC (SAN JOSE CA)

CO

08/31/2022 - 11/07/2023

EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

CA

09/11/2020 - 07/26/2021

PAULSON INVESTMENT COMPANY LLC (San Francisco CA)

CA

04/24/2017 - 07/06/2018

BANCWEST INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)

CA

11/04/2015 - 05/03/2017

TD AMERITRADE, INC. (CAMPBELL CA)

CA

12/05/2012 - 04/09/2015

E*TRADE SECURITIES LLC (PALO ALTO CA)

CA

10/01/2010 - 11/01/2012

RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)

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Licenses & Designations

IA

Issued 11/13/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/22/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/06/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dillon Broderick.
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