Unclaimed
Diljeet Singh Masuda is a financial advisor with MML Investors Services, LLC, located in Las Vegas, Nevada. Diljeet has over 12 years of experience in the financial services industry. Diljeet is registered to provide investment advice and securities brokerage services in Nevada and Utah. Diljeet holds the following licenses: Series 3, 6, 7, 26, 63, and 65. Diljeet also holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NV
08/29/2023 - Present
MML Investors Services, LLC (Las Vegas NV)
UT
03/12/2018 - 08/10/2023
PRUCO SECURITIES, LLC. (SOUTH JORDON UT)
CO
05/30/2011 - 02/22/2018
NYLIFE SECURITIES LLC (DENVER CO)
IA
Issued 08/16/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/27/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/27/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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