Unclaimed
Dilip Sharma is a financial advisor with Flextrade LLC. Dilip has been in the industry since November 9, 2003 and has a current registration with FINRA. Dilip's prior experience includes working at LAVAFLOW, INC., LAVA TRADING, INC., CITIGROUP GLOBAL MARKETS INC., and BANC OF AMERICA SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/19/2011 - Present
Flextrade LLC (GREAT NECK NY)
NY
05/23/2008 - 12/15/2010
LAVAFLOW, INC. (NEW YORK NY)
NY
07/20/2005 - 07/29/2008
LAVA TRADING, INC. (NEW YORK NY)
NY
10/06/2004 - 07/20/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/16/2003 - 06/14/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 09/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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