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Dieter Howard Huber

Aegis Capital Corp.

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About Dieter Howard Huber

Dieter Huber is a registered representative with Aegis Capital Corp. Dieter has been in the securities industry since 1997. Dieter Huber is licensed to provide financial and investment advice in 41 states. Dieter is also registered as a broker with FINRA. National Securities Corporation, Newbridge Securities Corporation, Prestige Financial Center, Inc., First Montauk Securities Corp., Coleman & Company Securities, Inc. and R.D. White & Co., Inc. are among the previous firms Dieter has been associated with. Dieter specializes in investment management for individuals, businesses and pooled investment vehicles.

Firm Information

Dieter Huber is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dieter Huber’s Registration & Firm History

NJ

10/14/2016 - Present

Aegis Capital Corp. (Red Bank NJ)

NJ

11/19/2012 - 10/24/2016

NATIONAL SECURITIES CORPORATION (EDISON NJ)

NJ

08/31/2009 - 11/20/2012

NEWBRIDGE SECURITIES CORPORATION (RED BANK NJ)

NY

01/22/2008 - 09/03/2009

PRESTIGE FINANCIAL CENTER, INC. (NEW YORK NY)

NY

03/05/2004 - 02/19/2008

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NJ

11/22/2000 - 03/08/2004

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

NY

06/03/1999 - 11/22/2000

COLEMAN & COMPANY SECURITIES, INC. (NEW YORK NY)

NY

07/25/1997 - 06/09/1999

R.D. WHITE & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/11/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Dieter Howard Huber. Review regulatory record here.
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