Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dierk? Claim Your ProfileDierk Lane Cockrell is a financial advisor with over 36 years of experience in the industry. Dierk currently works for Raymond James & Associates, Inc. where he is a registered representative. Previously, Dierk worked at Stephens Inc and Morgan Keegan & Company, Inc.. Dierk holds a Series 63, Series 66, Series 7, Series 8, Series 9, Series 10, Series 31, and SIE licenses. Dierk is registered with the state of Mississippi as a registered representative, and with the state of Texas as a registered representative. Dierk provides financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
07/20/2023 - Present
Raymond James & Associates, Inc. (RIDGELAND MS)
MS
01/14/2009 - 08/18/2023
STEPHENS (RIDGELAND MS)
MS
01/18/2002 - 01/15/2009
MORGAN KEEGAN & COMPANY, INC. (JACKSON MS)
NJ
08/14/2000 - 01/28/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
02/26/1987 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 07/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/16/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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