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Diep Ty Nguyen

State Farm Investment Management Corp.

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About Diep Ty Nguyen

Diep Nguyen is an investment advisor representative associated with State Farm Investment Management Corp. Diep is registered with FINRA and the states of District of Columbia, Maryland, and Virginia. Diep has been in the securities industry since August 7, 2010. Diep has the Series 6, 63, 65, and SIE exams. Prior to joining State Farm Investment Management Corp., Diep worked at State Farm VP Management Corp. Diep currently works from the Alexandria, Virginia branch office of State Farm Investment Management Corp.

Firm Information

Diep Nguyen is currently registered with State Farm Investment Management Corp.. State Farm Investment Management Corp. is a terminated corporation formed on December 9, 1966, headquartered in Bloomington, IL. The firm primarily managed investment portfolios for individuals and investment companies. They managed a total of $10,164,536,171 in assets, all of which were discretionary.
State Farm Investment Management Corp.

ONE STATE FARM PLAZA

BLOOMINGTON, IL 61710-0001

$10.16B

Assets Under Management

Not reported

Total Clients

4,868

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Diep Nguyen’s Registration & Firm History

VA

06/27/2023 - Present

State Farm Investment Management Corp. (Alexandria VA)

IL

02/13/2019 - 10/02/2019

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

MD

04/04/2007 - 10/20/2017

STATE FARM VP MANAGEMENT CORP. (COLLEGE PARK MD)

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Licenses & Designations

IA

Issued 06/23/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/21/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/20/2017

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Diep Ty Nguyen.
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