Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dien? Claim Your ProfileDien Minh Nguyen is a financial advisor who has been in the industry since 2008. Dien Minh Nguyen has been registered with the state of Utah for several years. Dien Minh Nguyen is currently registered with Eagle Strategies LLC. Previously, Dien Minh Nguyen was registered with WELLS FARGO CLEARING SERVICES, LLC, FIDELITY BROKERAGE SERVICES LLC, WELLS FARGO ADVISORS, LLC and WELLS FARGO INVESTMENTS, LLC. Dien Minh Nguyen has experience in financial planning, investment management, and retirement planning. Dien Minh Nguyen holds the Series 7, Series 63, and Series 66 securities licenses. Dien Minh Nguyen has also passed the Securities Industry Essentials (SIE) Examination. Dien Minh Nguyen is a member of the New York Life Insurance Company and New York Life Securities LLC. Dien Minh Nguyen is also the owner of Ethington Financial Group. Dien Minh Nguyen specializes in working with high-net-worth individuals, insurance companies, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
12/19/2022 - Present
Eagle Strategies LLC (SOUTH JORDAN UT)
UT
01/20/2016 - 06/06/2022
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
UT
10/27/2011 - 09/08/2015
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
UT
01/03/2011 - 10/03/2011
WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)
UT
02/21/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
UT
01/01/2008 - 01/15/2008
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
BOTH
Issued 11/17/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/31/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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