Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diego? Claim Your ProfileDiego Ulloa lardizabal is a financial advisor with over 14 years of experience in the industry. Diego is registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC and Avantax Investment Services, Inc.. Diego is also a Registered Principal. Diego holds the Series 6, 7, 24 and 63 licenses, as well as the SIE exam. Diego has previously worked with NYLIFE SECURITIES LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, and T. ROWE PRICE INVESTMENT SERVICES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/19/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
06/06/2014 - 01/08/2020
NYLIFE SECURITIES LLC (DALLAS TX)
TX
11/26/2013 - 02/27/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
FL
03/05/2009 - 04/10/2013
T. ROWE PRICE INVESTMENT SERVICES, INC. (TAMPA FL)
BC
Issued 02/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/04/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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