Unclaimed
Diego Rico michel is a registered representative with Vanguard Marketing Corp. and has been in the industry since 2016. Diego is licensed to sell securities in Arizona. Diego's licenses include Series 6, Series 7, Series 63, and Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
11/15/2016 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 11/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2024
Series 24 - General Securities Principal Examination
BC
Issued 12/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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