Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diego? Claim Your ProfileDiego Rafael Betancourt is a financial advisor with over 10 years of experience in the industry. Diego is currently registered with Pimco Investments LLC in Newport Beach, CA. Diego has a broad range of experience, having previously worked at Legg Mason Investor Services, LLC in Stamford, CT. Diego is a licensed Series 3, 7, 63, and 66 representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/05/2012 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
CT
02/05/2011 - 12/23/2011
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
BOTH
Issued 01/30/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2015
Series 3 - National Commodity Futures Examination
BC
Issued 02/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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