Unclaimed
Diego Nestor Raffetti is a securities professional with over 16 years of experience in the financial services industry. Diego has a strong track record of success in a variety of roles, including trading, operations, and investment banking. Diego is currently registered with Bulltick, LLC in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/28/2006 - Present
Bulltick, LLC (Miami FL)
BC
Issued 08/31/2007
Series 4 - Registered Options Principal Examination
BC
Issued 03/16/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 02/22/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2008
Series 3 - National Commodity Futures Examination
BC
Issued 09/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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