Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diego? Claim Your ProfileDiego Montoya is an investment advisor representative and registered representative with MML Investors Services, LLC. Diego has been in the industry since 2008. Diego has a Series 6, 7, 63, and 65 and the SIE. In addition to his work with MML Investors Services, LLC, Diego is also an insurance agent with experience in life, disability, and long-term care insurance as well as fixed annuities. Diego has previously worked with MSI FINANCIAL SERVICES, INC. and MetLife Securities Inc. Diego is registered to do business in Connecticut, Texas, and 36 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CT
08/29/2022 - Present
MML Investors Services, LLC (GUILFORD CT)
CT
08/11/2008 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (GUILFORD CT)
IA
Issued 02/12/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/08/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Diego Montoya is the right advisor for you? Invested Better is here to help.
