Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diego? Claim Your ProfileDiego Humberto Ovalle pina is a financial advisor at Charles Schwab & CO., Inc. based in St. Louis, Missouri. Diego has been working in the financial industry for over 3 years. Diego has been registered with the Financial Industry Regulatory Authority (FINRA) since 2024. Diego holds Series 7, Series 63, and Series 66 licenses. Diego is also a Registered Investment Advisor (RIA) in Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MO
06/24/2024 - Present
Charles Schwab & CO., Inc. (St Louis MO)
MO
09/04/2023 - 05/19/2024
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
08/09/2021 - 09/02/2023
TD AMERITRADE, INC. (ST. LOUIS MO)
BOTH
Issued 06/21/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/04/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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