Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diego? Claim Your ProfileDiego Hoyos farfan is a registered representative with J.P. Morgan Securities LLC. Diego has been in the industry since 2001 and has held previous positions with Oppenheimer & Co. Inc., Raymond James & Associates, Inc. and CIBC World Markets Corp. Diego holds Series 66 and Series 7 licenses and has been registered with the Financial Industry Regulatory Authority (FINRA) since 2001. Diego has extensive experience in providing financial advice to a wide range of clients, including individuals, corporations, and institutions. Diego is also registered with the state of Texas as an investment advisor representative. Diego's firm, J.P. Morgan Securities LLC, is a leading provider of financial services to individuals, corporations, and institutions worldwide. The firm offers a wide range of investment products and services, including brokerage, investment banking, and asset management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
03/23/2017 - Present
J.p. Morgan Securities LLC (MIAMI FL)
FL
09/18/2007 - 03/29/2017
RAYMOND JAMES & ASSOCIATES, INC. (CORAL GABLES FL)
FL
01/03/2003 - 09/18/2007
OPPENHEIMER & CO. INC. (MIAMI FL)
NY
02/09/2001 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BOTH
Issued 09/20/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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