Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diego? Claim Your ProfileDiego Vallota is a financial advisor with Dean Dorton Wealth Management, LLC. Diego has been in the financial industry for over 20 years and holds Series 7, 63, and 65 licenses. Diego has a diverse background in the financial services industry, having worked previously with firms such as Avantax Investment Services, Inc., J.P. Morgan Securities LLC, and PNC Investments. Diego specializes in providing financial planning, portfolio management, and other financial services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retainer services - financial advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Retainer fees
1
2
KY
02/01/2025 - Present
Dean Dorton Wealth Management, LLC (FORT WRIGHT KY)
OH
02/07/2011 - 06/07/2023
AVANTAX INVESTMENT SERVICES, INC. (Cincinnati OH)
OH
07/01/2009 - 01/28/2011
J.P. MORGAN SECURITIES LLC (CINCINNATI OH)
OH
01/01/2004 - 06/04/2009
PNC INVESTMENTS (CINCINNATI OH)
KY
06/13/2000 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
OH
03/27/1999 - 06/16/2000
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
04/15/1997 - 03/27/1999
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
NY
11/22/1995 - 03/10/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/02/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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