Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diego? Claim Your ProfileDiego Francisco Perez chavez is a registered representative of Northern Trust Securities, Inc. Diego has been in the securities industry since October 15, 2019 and is currently registered with the Securities and Exchange Commission (SEC). Diego is licensed to provide securities-related services in all 50 states and the District of Columbia. Diego's services include: portfolio management for individuals, businesses, and pooled investment vehicles. He also provides selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
04/04/2023 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
IL
09/26/2018 - 03/14/2022
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
BC
Issued 11/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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