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Diego Fernando Ramon

Mutual OF America Securities LLC

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About Diego Fernando Ramon

Diego Fernando Ramon is a financial professional with over 22 years of experience in the financial services industry. Diego has a strong track record of providing investment advice and wealth management services to individuals and families. Diego is currently registered with Mutual Of America Securities LLC and holds Series 6, 26, 63, and 99TO licenses. Diego has previously held positions with Mutual Of America Life Insurance Company, MetLife Securities Inc., Metropolitan Life Insurance Company, and MML Investors Services, Inc.

Firm Information

Diego Ramon is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Diego Ramon’s Registration & Firm History

NC

02/10/2004 - Present

Mutual OF America Securities LLC (Charlotte NC)

NC

02/10/2004 - 11/11/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Charlotte NC)

MA

06/27/2003 - 02/04/2004

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

06/27/2003 - 02/04/2004

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MA

11/09/2000 - 07/18/2003

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 11/13/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 08/28/2024

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Diego Fernando Ramon.
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