Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diego? Claim Your ProfileDiego Fernando Gonzalez is a registered representative with Oppenheimer & Co. Inc., a firm with more than $1 billion in assets under management. Diego Fernando Gonzalez has been in the industry since 1984 and holds a variety of licenses and certifications, including Series 3, 4, 5, 7, 15, 31, and 63. Diego Fernando Gonzalez specializes in investment advisory services, including portfolio management for individuals and businesses, as well as financial planning and pension consulting. Diego Fernando Gonzalez previously worked for UBS International Inc., UBS PaineWebber Inc., Chase Manhattan Investment Services, Inc., Lehman Brothers Inc., Barnett Brokerage Service, Inc., Amerifirst Securities Corporation, and Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
09/10/2008 - Present
Oppenheimer & Co. Inc. (CORAL GABLES FL)
FL
06/03/2002 - 09/19/2008
UBS INTERNATIONAL INC. (CORAL GABLES FL)
NJ
04/01/1996 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IL
01/28/1992 - 06/14/1996
CHASE MANHATTAN INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
10/15/1986 - 01/24/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/02/1985 - 09/29/1986
BARNETT BROKERAGE SERVICE, INC.
NA
06/13/1985 - 08/05/1985
AMERIFIRST SECURITIES CORPORATION
NA
08/21/1984 - 06/04/1985
CHARLES SCHWAB & CO., INC.
IA
Issued 05/15/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/1986
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/15/1987
Series 15 - Foreign Currency Options Examination
BC
Issued 01/14/1987
Series 5 - Interest Rate Options Examination
BC
Issued 10/27/1986
Series 3 - National Commodity Futures Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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