Unclaimed
Diego Felipe Higuera Cardenas is a financial advisor currently registered with Citigroup Global Markets Inc. based in Miami, FL. Diego Felipe Higuera Cardenas has been in the financial services industry for over 7 years and has a broad range of experience in the field. Diego Felipe Higuera Cardenas is a licensed advisor with the state of Florida and New York. In addition to his Series 7, Series 63, Series 66, Series 9, Series 10, and SIE licenses, Diego Felipe Higuera Cardenas has also earned the Uniform Investment Adviser Law Examination. Diego Felipe Higuera Cardenas provides a variety of financial services to individual investors and institutions, including portfolio management, financial planning, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/11/2023 - Present
Citigroup Global Markets Inc. (Miami FL)
FL
06/14/2018 - 07/27/2021
CITI INTERNATIONAL FINANCIAL SERVICES LLC (MIAMI FL)
FL
10/25/2016 - 06/11/2018
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
IA
Issued 09/07/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/23/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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