Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diego? Claim Your ProfileDiego De la lama is a financial advisor with Insight Securities, Inc. Diego has been working in the financial services industry since 2000. Diego is registered with the state of Florida as an investment advisor representative (IAR) and with Texas as both an IAR and a broker. Diego has also held various positions at other financial institutions including Raymond James & Associates, Inc., Deutsche Bank Securities Inc., Barclays Capital Inc. and HSBC Securities (USA) Inc. Diego has passed the Series 7, Series 63 and Series 65 exams. Diego specializes in portfolio management for individuals, businesses and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
12/21/2023 - Present
Insight Securities, Inc. (Highland Park IL)
FL
09/06/2016 - 04/26/2017
RAYMOND JAMES & ASSOCIATES, INC. (Miami FL)
FL
01/27/2014 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (MIAMI FL)
FL
07/01/2013 - 02/18/2014
BARCLAYS CAPITAL INC. (MIAMI FL)
FL
12/09/2010 - 07/03/2013
HSBC SECURITIES (USA) INC. (MIAMI FL)
FL
10/21/2009 - 10/29/2010
INTERCAM SECURITIES, INC. (MIAMI FL)
NY
05/05/2008 - 04/30/2009
UBS INTERNATIONAL INC. (NEW YORK NY)
FL
01/01/2005 - 11/14/2007
HSBC SECURITIES (USA) INC. (MIAMI FL)
NY
04/16/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
04/22/2003 - 03/08/2004
IFMG SECURITIES, INC. (PURCHASE NY)
WI
12/10/2002 - 01/13/2003
INVEST FINANCIAL CORPORATION (APPLETON WI)
SC
10/19/2000 - 12/13/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
09/07/1999 - 10/13/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
TX
06/16/1998 - 07/19/1999
INVERWORLD SECURITIES, INC. (SAN ANTONIO TX)
IA
Issued 03/07/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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