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Diego Castillo olea

Boreal Capital Securities LLC

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About Diego Castillo olea

Diego Castillo olea is a financial advisor with Boreal Capital Securities LLC, based in Miami, Florida. Diego has been working in the financial industry since 2006 and holds several licenses and certifications, including Series 7, Series 3, Series 55, Series 63, and Series 65. Diego's experience includes working with J.P. Morgan Securities LLC, Goldman, Sachs & Co., and UBS Financial Services Inc.

Firm Information

Diego Castillo olea is currently registered with Boreal Capital Securities LLC. Boreal Capital Securities LLC is a Limited Liability Company that was formed in June 2011. The firm is registered with the SEC and has offices in Arizona, California, Colorado, Delaware, Florida, Illinois, Kansas, Maine, Massachusetts, Michigan, Missouri, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Diego Castillo olea’s Registration & Firm History

FL

06/17/2024 - Present

Boreal Capital Securities LLC (MIAMI FL)

FL

12/09/2015 - 05/21/2024

UBS FINANCIAL SERVICES INC. (CORAL GABLES FL)

NY

04/07/2014 - 12/21/2015

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

08/20/2010 - 04/09/2014

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

02/14/2008 - 07/16/2010

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

10/09/2006 - 02/14/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/06/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/27/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/14/2006

Series 3 - National Commodity Futures Examination

BC

Issued 10/07/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Diego Castillo olea.
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