Unclaimed
Diego Castillo olea is a financial advisor with Boreal Capital Securities LLC, based in Miami, Florida. Diego has been working in the financial industry since 2006 and holds several licenses and certifications, including Series 7, Series 3, Series 55, Series 63, and Series 65. Diego's experience includes working with J.P. Morgan Securities LLC, Goldman, Sachs & Co., and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/17/2024 - Present
Boreal Capital Securities LLC (MIAMI FL)
FL
12/09/2015 - 05/21/2024
UBS FINANCIAL SERVICES INC. (CORAL GABLES FL)
NY
04/07/2014 - 12/21/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/20/2010 - 04/09/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
02/14/2008 - 07/16/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
10/09/2006 - 02/14/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 08/06/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/14/2006
Series 3 - National Commodity Futures Examination
BC
Issued 10/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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