Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diego? Claim Your ProfileDiego Verdugo is a financial advisor with Principal Securities, Inc., licensed in Arizona and Texas. Diego is registered with the Financial Industry Regulatory Authority (FINRA), and has been in the industry since 2014. Diego is a Certified Financial Planner and has experience working with individual clients, corporations, and retirement plans. Diego provides financial planning services, portfolio management, and educational seminars. Diego is also a Board Director for Junior Achievement of Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
AZ
02/22/2024 - Present
Principal Securities, Inc. (PHOENIX AZ)
IA
01/24/2018 - 12/08/2022
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
AZ
06/03/2015 - 01/25/2018
PRINCIPAL SECURITIES, INC. (PHOENIX AZ)
IA
05/03/2013 - 03/03/2014
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 05/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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