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Diego Andrade

State Street Global Advisors Funds Distributors, LLC

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About Diego Andrade

Diego Andrade is a financial advisor with State Street Global Advisors Funds Distributors, LLC, based in Boston, MA. Diego has been in the industry since January 29, 2010. Diego is registered with FINRA and holds the Series 63, Series 65, Series 7 and SIE licenses. He is licensed to provide securities-related services in 52 states and the District of Columbia. Diego previously worked at Fidelity Brokerage Services LLC.

Firm Information

Diego Andrade is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Diego Andrade’s Registration & Firm History

MA

01/11/2016 - Present

State Street Global Advisors Funds Distributors, LLC (Boston MA)

NY

09/29/2007 - 09/06/2013

FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/11/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/26/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Diego Andrade.
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