Unclaimed
Diego Andrade is a financial advisor with State Street Global Advisors Funds Distributors, LLC, based in Boston, MA. Diego has been in the industry since January 29, 2010. Diego is registered with FINRA and holds the Series 63, Series 65, Series 7 and SIE licenses. He is licensed to provide securities-related services in 52 states and the District of Columbia. Diego previously worked at Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
01/11/2016 - Present
State Street Global Advisors Funds Distributors, LLC (Boston MA)
NY
09/29/2007 - 09/06/2013
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
BC
Issued 04/11/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/26/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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