Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diego? Claim Your ProfileDiego Alfonso Llano is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Palo Alto, California. Diego has been in the financial services industry since 2015 and is registered with FINRA and the state of California. Diego has a broad range of experience in the financial services industry, having worked with Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC. Diego holds the Series 6, 7, 63 and 66 securities licenses. Diego Alfonso Llano specializes in providing financial advice to individuals, businesses, high-net-worth individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/01/2025 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALO ALTO CA)
CA
08/21/2019 - 10/04/2021
J.P. MORGAN SECURITIES LLC (LOS GATOS CA)
CA
06/08/2015 - 08/30/2017
WELLS FARGO CLEARING SERVICES, LLC (PALO ALTO CA)
BOTH
Issued 01/21/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/08/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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