Unclaimed
Diego Alexandro Garcia is a financial professional with over 17 years of experience in the industry. Diego is currently registered with ADP Broker-Dealer, Inc. Diego has a strong track record of success in providing financial guidance to clients, and is committed to helping clients achieve their financial goals. Diego is also a registered representative in all 50 states and the District of Columbia, and is committed to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/18/2023 - Present
ADP Broker-Dealer, Inc. (El Paso TX)
BC
Issued 12/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/29/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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