Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diego? Claim Your ProfileDiego A. Patino is a financial advisor with Texas Capital Bank Private Wealth Advisors. Diego is a CERTIFIED FINANCIAL PLANNER™ professional with over 20 years of experience in the financial services industry. Diego has a wide range of experience, having worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Morgan Stanley, Wells Fargo Advisors, LLC, and Bank of America Investment Services, Inc. Diego holds the Series 6, 7, 63, and 66 licenses and the SIE exam. Diego is registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
12/12/2022 - Present
Texas Capital Bank Private Wealth Advisors (DALLAS TX)
TX
08/18/2017 - 11/29/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
03/28/2017 - 08/03/2017
CITI PRIVATE ADVISORY, LLC (Houston TX)
TX
05/09/2014 - 08/03/2017
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
TX
10/22/2010 - 05/05/2014
MORGAN STANLEY (HOUSTON TX)
TX
11/23/2009 - 10/25/2010
WELLS FARGO INVESTMENTS, LLC (HOUSTON TX)
TX
04/04/2008 - 11/25/2009
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
TX
09/20/2006 - 03/28/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (HOUSTON TX)
TX
07/25/2005 - 09/05/2006
CHARLES SCHWAB & CO., INC. (HOUSTON TX)
MA
07/17/2003 - 08/11/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IL
03/12/2002 - 07/01/2003
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
11/30/2000 - 11/01/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
TX
11/30/2000 - 11/01/2001
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
01/21/1999 - 10/16/2000
VAN KAMPEN FUNDS INC. (HOUSTON TX)
BOTH
Issued 06/20/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/15/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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