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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diederich? Claim Your ProfileDiederich Rivas is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Diederich has been in the industry since 2009. Diederich has a series 7, Series 63, and Series 65 license and is registered in several states. Diederich specializes in providing a variety of advisory services including portfolio management for businesses and individuals, pension consulting, and educational seminars. Diederich also has experience working with Morgan Stanley, SCOTTRADE, INC., and Bank of America, N.A.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/13/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EL SEGUNDO CA)
CA
01/27/2016 - 05/02/2016
MORGAN STANLEY (CLAREMONT CA)
CA
08/23/2013 - 10/13/2015
MORGAN STANLEY (BREA CA)
CA
05/20/2009 - 08/13/2013
SCOTTRADE, INC. (YORBA LINDA CA)
IA
Issued 10/17/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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