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Didier Livio

Pershing LLC

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About Didier Livio

Didier Livio is a financial professional with over 2 years of experience in the industry. Didier is currently registered with Pershing LLC as a General Securities Principal. Didier has a Series 24 license in addition to Series 3, 7, 99, and SIE licenses. Previously, Didier worked at ABN AMRO Clearing Chicago LLC.

Firm Information

Didier Livio is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Didier Livio’s Registration & Firm History

NY

07/02/2022 - Present

Pershing LLC (NEW YORK NY)

IL

12/14/2019 - 01/06/2022

ABN AMRO CLEARING CHICAGO LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 09/23/2020

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 12/14/2019

Series 7TO - General Securities Representative Examination

BC

Issued 09/13/2019

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2019

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Didier Livio.
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