Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dick? Claim Your ProfileDick White Thompson is a financial professional with over 20 years of experience in the industry. Dick is currently registered with Raymond James Financial Services, Inc. and is located in Memphis, TN. Dick has held previous positions with LPL Financial LLC, FTB Advisors, Inc. and First Funds, Inc. Dick holds a Series 63 license and has passed numerous other securities exams including Series 7, Series 24 and Series 52. Dick is registered with the state of Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
01/21/2021 - Present
Raymond James Financial Services, Inc. (Memphis TN)
TN
05/03/2019 - 01/25/2021
LPL FINANCIAL LLC (MEMPHIS TN)
TN
03/24/1999 - 06/08/2018
FTB ADVISORS, INC. (MEMPHIS TN)
NA
07/05/1989 - 01/31/1991
FIRST FUNDS, INC.
BC
Issued 04/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 02/22/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 06/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/03/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/23/1987
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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