Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diarvonda? Claim Your ProfileDiarvonda Ransom is a registered investment advisor representative with Charles Schwab & CO., Inc. and has been in the industry since October 13, 2012. Diarvonda is licensed in 53 states and the District of Columbia and holds Series 7, 9, 10, 24, 63, 65, 99, and SIE licenses. Prior to joining Charles Schwab, Diarvonda worked at PROSPERA FINANCIAL SERVICES, INC. and HILLTOP SECURITIES INDEPENDENT NETWORK INC. Diarvonda provides a range of services including financial planning and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
09/10/2019 - Present
Charles Schwab & CO., Inc. (Westlake TX)
LA
02/11/2016 - 08/28/2019
PROSPERA FINANCIAL SERVICES, INC. (Mandeville LA)
TX
11/20/2013 - 02/11/2016
HILLTOP SECURITIES INDEPENDENT NETWORK INC. (DALLAS TX)
TX
10/02/2012 - 02/11/2016
HILLTOP SECURITIES INC. (DALLAS TX)
IA
Issued 10/02/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/14/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/01/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/30/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Diarvonda Ransom is the right advisor for you? Invested Better is here to help.
