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Dianne Yun-jin Chung

Blackrock Execution Services

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About Dianne Yun-jin Chung

Dianne Chung is a registered representative with Blackrock Execution Services. Dianne is licensed in all 50 states and the District of Columbia. Dianne has passed the Series 3, Series 7TO, Series 63 and SIE exams.

Firm Information

Dianne Chung is currently registered with Blackrock Execution Services. Blackrock Execution Services is a corporation formed on August 31, 1995. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dianne Chung’s Registration & Firm History

NY

03/05/2020 - Present

Blackrock Execution Services (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/29/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/17/2022

Series 3 - National Commodity Futures Examination

BC

Issued 03/05/2020

Series 7TO - General Securities Representative Examination

BC

Issued 01/24/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dianne Yun-jin Chung.
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