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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dianne? Claim Your ProfileDianne Therese Fay is a financial advisor with over 30 years of experience in the industry. Dianne has a strong track record of success in providing financial advice to individuals, families, and businesses. Dianne is a Certified Financial Planner™ and holds the Series 6, 7, 63, and 65 licenses. Dianne is currently registered with J.W. Cole Advisors, Inc. and is a licensed advisor in Arizona. In addition to her work as a financial advisor, Dianne also owns and operates a tax and accounting practice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/05/2023 - Present
J. W. Cole Advisors, Inc. (TAMPA FL)
AZ
08/11/2009 - 12/21/2022
THE O.N. EQUITY SALES COMPANY (SCOTTSDALE AZ)
AZ
12/05/2006 - 08/06/2009
METLIFE SECURITIES INC. (SCOTTSDALE AZ)
AZ
12/05/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SCOTTSDALE AZ)
AZ
01/28/2003 - 12/11/2006
PARK AVENUE SECURITIES LLC (SCOTTSDALE AZ)
IN
03/13/2001 - 12/18/2002
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IN
03/13/2001 - 12/17/2001
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
NE
01/04/2001 - 03/20/2001
AMERITAS INVESTMENT CORP. (LINCOLN NE)
MA
08/19/1992 - 01/19/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
08/19/1992 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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