Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dianne? Claim Your ProfileDianne Shumway is a financial advisor with over 20 years of experience in the financial services industry. Dianne is currently registered with MML Investors Services, LLC, and previously worked with Cambridge Investment Research, Inc. in Rancho Palos Verdes, CA. Dianne holds Series 66, 7TO, and SIE licenses. Dianne specializes in providing financial planning, portfolio management and pension consulting services to a wide range of clients, including individuals, families, businesses, and institutions.
Rancho Palos Verdes, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
06/12/2024 - Present
MML Investors Services, LLC (Rancho Palos Verdes CA)
CA
03/16/2021 - 04/29/2024
CAMBRIDGE INVESTMENT RESEARCH, INC. (Rancho Palos Verdes CA)
BOTH
Issued 2/9/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 5/23/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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