Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dianne? Claim Your ProfileDianne Pritchard is a financial advisor who has been in the industry since 2004. Dianne is currently registered with SPC, based in Eastchester, NY. Dianne is a Series 66 and Series 7 licensed advisor, with experience in providing financial planning services for individuals, businesses, and pensions. Dianne previously worked at MetLife Securities Inc., Metropolitan Life Insurance Company, and AXA Advisors, LLC. Dianne is also a licensed Real Estate Agent with Levy & Associates Realty, LLC in Mount Vernon, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
NY
12/20/2021 - Present
SPC (EASTCHESTER NY)
NY
08/16/2004 - 06/30/2014
METLIFE SECURITIES INC. (ELMSFORD NY)
NY
08/16/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (WHITE PLAINS NY)
NY
05/18/2004 - 08/16/2004
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 07/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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