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Dianne Mae Lutz

Sowell Management

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About Dianne Mae Lutz

Dianne Lutz is a registered investment advisor representative with Sowell Management. Dianne is a seasoned financial professional with over 30 years of experience. She has a broad background in the industry, including experience with Lehman Brothers, Citigroup, and Morgan Stanley. Dianne provides a variety of financial advisory services, including financial planning, investment management, and selection of other advisors. She holds the Series 7, Series 63, and Series 65 licenses, in addition to the SIE exam. Dianne Lutz's commitment to providing her clients with personalized financial guidance has earned her a reputation as a trusted advisor.

Firm Information

Dianne Lutz is currently registered with Sowell Management. Sowell Management is an independent wealth management firm with a focus on providing customized financial planning and investment management services to individuals, families, and businesses. The firm has a strong track record of success in helping clients achieve their financial goals. Sowell Management is headquartered in NORTH LITTLE ROCK, AR and manages over $3.3 billion in assets for over 13,000 clients.
Sowell Management

5320 NORTHSHORE DRIVE

NORTH LITTLE ROCK, AR 72118

$3.33B

Assets Under Management

Not reported

Total Clients

90

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dianne Lutz’s Registration & Firm History

PA

03/22/2017 - Present

Sowell Management (Sinking Spring PA)

PA

07/09/2018 - 12/31/2023

LABRUNERIE FINANCIAL SERVICES, INC. (Sinking Spring PA)

CA

08/20/2014 - 06/29/2016

DINOSAUR FINANCIAL GROUP, L.L.C (san jose CA)

PA

06/01/2009 - 07/29/2014

MORGAN STANLEY (WYOMISSING PA)

PA

07/31/1993 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (WYOMISSING PA)

NY

05/09/1988 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/11/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/28/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Dianne Mae Lutz. Review regulatory record here.
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