Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dianne? Claim Your ProfileDianne Erbas is a financial advisor with over 20 years of experience in the industry. Dianne is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., where she is a Registered Representative and Investment Advisor Representative. Dianne has previously held positions at JANNEY MONTGOMERY SCOTT LLC, WADDELL & REED, INC., WACHOVIA SECURITIES, LLC, METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY and CITICORP INVESTMENT SERVICES. Dianne holds the Series 63, Series 7 and SIE licenses. She specializes in investments, financial planning, portfolio management and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/25/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (YARDLEY PA)
PA
04/12/2007 - 06/14/2018
JANNEY MONTGOMERY SCOTT LLC (YARDLEY PA)
PA
02/02/2007 - 04/17/2007
WADDELL & REED, INC. (YARDLEY PA)
PA
05/01/2006 - 09/27/2006
WACHOVIA SECURITIES, LLC (YARDLEY PA)
MA
10/31/2005 - 04/21/2006
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/31/2005 - 04/21/2006
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
09/29/1998 - 11/11/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/10/1998 - 09/21/1998
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
12/02/1996 - 02/04/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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