Unclaimed
Dianne Paroubek is a financial advisor with over 20 years of experience in the industry. Dianne has worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, A. G. Edwards & Sons, Inc., High Mark Securities, Inc., LPL Financial, LLC, Independent Financial Partners and currently is with Private Advisor Group, LLC. Dianne is registered in Arkansas, Colorado, Florida, Michigan, North Carolina, Ohio, Oklahoma, Texas, Virginia and Wisconsin. Dianne specializes in providing financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
TX
02/01/2019 - Present
Private Advisor Group, LLC (Flower Mound TX)
TX
08/03/2007 - 12/18/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLOWER MOUND TX)
TX
04/15/2003 - 08/09/2007
A. G. EDWARDS & SONS, INC. (FLOWER MOUND TX)
FL
07/23/2002 - 03/18/2003
HIGH MARK SECURITIES, INC. (LAKELAND FL)
BOTH
Issued 05/21/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/22/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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