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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dianne? Claim Your ProfileDianne Rizzo has been in the financial services industry since 2004. Dianne is a Registered Representative and Investment Advisor Representative, and she is licensed in Massachusetts and Rhode Island. Dianne holds the Series 4, 7, 24, 51, 63, and 65 licenses. She also holds the SIE license. Dianne is currently employed by MML Investors Services, LLC. She has previous experience with MSI FINANCIAL SERVICES, INC., METLIFE INVESTORS DISTRIBUTION COMPANY, NEW ENGLAND SECURITIES, TOWER SQUARE SECURITIES, INC., WALNUT STREET SECURITIES, INC., SIGNATOR INVESTORS, INC., JOHN HANCOCK DISTRIBUTORS LLC, JOHN HANCOCK FUNDS, LLC, and EDWARD JONES. Dianne provides financial planning, portfolio management, and other advisory services to a wide range of clients, including individuals, corporations, and pension and profit-sharing plans. Dianne has a strong commitment to providing her clients with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
03/25/2017 - Present
MML Investors Services, LLC (Boston MA)
MA
07/21/2010 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (BOSTON MA)
MA
07/21/2010 - 07/08/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (BOSTON MA)
MA
07/21/2010 - 01/02/2015
NEW ENGLAND SECURITIES (BOSTON MA)
MA
07/21/2010 - 09/06/2013
TOWER SQUARE SECURITIES, INC. (BOSTON MA)
MA
07/21/2010 - 09/06/2013
WALNUT STREET SECURITIES, INC. (BOSTON MA)
MA
10/04/2005 - 07/01/2010
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
10/04/2005 - 06/06/2006
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
01/30/2004 - 05/18/2004
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
01/23/2004 - 05/10/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
MO
02/20/2003 - 08/27/2003
EDWARD JONES (ST. LOUIS MO)
IA
Issued 07/25/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2013
Series 4 - Registered Options Principal Examination
BC
Issued 03/28/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/11/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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