Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dianne? Claim Your ProfileDianne Gubin is a registered representative with GT Securities, Inc. Dianne has been in the securities industry since 2018. Dianne is licensed to conduct business in California. Dianne has passed the Series 7, Series 63, Series 79TO and the SIE exams. Prior to joining GT Securities, Inc., Dianne was employed by MSC - BD, LLC, Wynston Hill Capital, LLC and DME Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/03/2020 - Present
GT Securities, Inc. (LOS ANGELES CA)
OR
10/14/2019 - 03/26/2020
MSC - BD, LLC (TUALATIN OR)
SD
04/13/2016 - 10/19/2017
WYNSTON HILL CAPITAL, LLC (BRANDON SD)
NY
10/26/2015 - 02/02/2016
DME SECURITIES, LLC (NEW YORK NY)
BC
Issued 03/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/19/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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