Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dianne? Claim Your ProfileDianne G. Hill is a financial advisor with Wells Fargo Clearing Services, LLC in FORT LAUDERDALE, FL. Dianne has been in the industry since January 6, 2003. Dianne is registered to provide investment advice in 30 states and is also registered with the Financial Industry Regulatory Authority (FINRA). Dianne has earned the Series 7, Series 31, Series 63, Series 65, and SIE licenses. Dianne's previous experience includes working at Morgan Stanley DW Inc. in PURCHASE, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/21/2023 - Present
Wells Fargo Clearing Services, LLC (FORT LAUDERDALE FL)
NY
07/02/2002 - 03/16/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 08/02/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/01/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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