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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dianne? Claim Your ProfileDianne Elizabeth Lynch is a financial advisor with over 40 years of experience in the industry. Dianne has been with Ameriprise Financial Services, LLC since November 2023. Prior to that, Dianne worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. Dianne holds both Series 63 and Series 65 licenses. She is also a Certified Financial Planner and a Chartered Financial Consultant. Dianne specializes in providing financial planning, portfolio management, and asset allocation services to individuals, families, businesses, and trusts. She has a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/03/2023 - Present
Ameriprise Financial Services, LLC (San Jose CA)
CA
07/10/2014 - 11/06/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
01/05/2005 - 07/18/2014
UBS FINANCIAL SERVICES INC. (SAN JOSE CA)
NY
11/25/1981 - 11/08/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/24/1995
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/07/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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