Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dianne? Claim Your ProfileDianne Bailey is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Charlotte, North Carolina. Dianne has been in the securities industry since July 31, 2018. Dianne has passed the Series 7, Series 66, and SIE exams. Dianne has also passed the Uniform Combined State Law Examination in North Carolina. Dianne is a member of the North Carolina School of Science and Mathematics Foundation and the Bailey Chipps Family Foundation. Dianne is also a member of the American College of Financial Services Industry Advisory Council. Dianne specializes in providing investment advice to individuals, businesses, and institutions. Dianne is committed to providing her clients with the highest quality of service and personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/23/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
BOTH
Issued 10/22/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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