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Dianne C Ramos

Park Avenue Securities LLC

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About Dianne C Ramos

Dianne C Ramos is a financial advisor at Park Avenue Securities LLC. Dianne has been in the industry since 2007. Dianne has a variety of registrations, including Series 7, 9, 10, 66 and SIE. Dianne specializes in financial planning, portfolio management for individuals, and portfolio management for businesses. Dianne has a proven track record of success in helping her clients achieve their financial goals.

Firm Information

Dianne Ramos is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dianne Ramos’s Registration & Firm History

NY

04/16/2021 - Present

Park Avenue Securities LLC (NEW YORK NY)

NY

06/01/2009 - 06/25/2015

MORGAN STANLEY (NEW YORK NY)

CA

09/29/2007 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)

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Licenses & Designations

BOTH

Issued 03/14/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/09/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/12/2009

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dianne C Ramos.
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