Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dianna? Claim Your ProfileDianna Jeffries is a registered investment advisor representative with W&S Brokerage Services, Inc. in Cary, North Carolina. Dianna has been in the industry since 2020 and holds Series 63, Series 7TO, and Series 65 licenses. Dianna also has experience with Legacy Wealth Strategies and Hajoca Corporation. Dianna specializes in providing portfolio management for individuals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
05/14/2024 - Present
W&S Brokerage Services, Inc. (Cary NC)
NC
05/25/2021 - 11/18/2022
EQUITABLE ADVISORS, LLC (RALEIGH NC)
IA
Issued 03/16/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/09/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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