Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dianna? Claim Your ProfileDianna Gallo is a financial advisor with Empower Advisory Group, LLC. Dianna has been in the financial services industry since 1999. Dianna has a variety of experience working with a number of firms, including T. Rowe Price Investment Services, Inc. and E*TRADE Securities LLC. Dianna offers a range of financial services including financial planning and portfolio management for individuals. Dianna is registered in a number of states including Florida, Texas, and Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/05/2024 - Present
Empower Advisory Group, LLC (New Port Richey FL)
FL
04/30/2020 - 09/05/2023
E*TRADE SECURITIES LLC (Temple Terrace FL)
FL
11/01/2007 - 10/15/2018
T. ROWE PRICE INVESTMENT SERVICES, INC. (TAMPA FL)
TX
01/07/2005 - 10/31/2007
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
MO
05/10/2002 - 01/18/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
GA
02/16/2002 - 03/05/2002
SUNTRUST SECURITIES, INC. (ATLANTA GA)
OH
04/19/1999 - 02/16/2002
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
BOTH
Issued 09/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2002
Series 7 - General Securities Representative Examination
BC
Issued 04/17/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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