Unclaimed
Dianna Mercier is a registered representative with Nylife Securities LLC, a firm with a branch office located in Knoxville, Tennessee. Dianna has been in the securities industry since October 28, 1982. Dianna is registered to sell securities in Florida, Tennessee, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
10/29/1982 - Present
Nylife Securities LLC (KNOXVILLE TN)
BC
Issued 08/31/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/28/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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