Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Xu is a financial professional with over 25 years of experience in the financial services industry. She currently holds a Series 6 and Series 63 license and is registered with Farmers Financial Solutions, LLC in California. Diane has a proven track record of providing investment advice and financial planning services to her clients. Previously, Diane has worked with Allstate Financial Services, LLC, Signator Investors, Inc., MONY Securities Corp., and Guardian Investor Services Corporation. Diane is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/13/2003 - Present
Farmers Financial Solutions, LLC (COVINA CA)
NE
12/04/2001 - 03/27/2003
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
MA
03/30/1999 - 10/29/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
NY
03/14/1995 - 12/18/1997
MONY SECURITIES CORP. (NEW YORK NY)
NY
12/19/1994 - 02/28/1995
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 11/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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