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Diane Wilson De see

Tiaa-Cref Individual & Institutional Services, LLC

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About Diane Wilson De see

Diane Wilson De see is a financial advisor with over 15 years of experience in the financial services industry. Diane is currently registered with TIAA-CREF Individual & Institutional Services, LLC, and is licensed to provide investment advice in several states. Diane has a broad range of experience in the financial services industry, including working for PFS Investments Inc. and TIAA. Diane holds the Series 6, Series 7, Series 63, and Series 65 licenses. Diane is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Diane De see is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Diane De see’s Registration & Firm History

NC

09/15/2021 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Leland NC)

NC

04/03/2007 - 11/13/2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)

GA

06/12/2006 - 03/28/2007

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 08/18/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/26/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/2011

Series 7 - General Securities Representative Examination

BC

Issued 06/09/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Diane Wilson De see.
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