Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Binford is a financial advisor with Hilltop Securities Inc., a registered investment advisor with approximately $1 billion to $10 billion in assets under management. Diane Binford has been registered as a broker-dealer and an investment advisor since 1981. Diane Binford has over 40 years of experience in the financial services industry. Diane Binford has the Series 7, 8, 9, 10, 63 and 66 securities licenses. Diane Binford is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
05/07/2021 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
06/15/2020 - 01/04/2021
HILLTOP SECURITIES INDEPENDENT NETWORK INC. (DALLAS TX)
TX
07/23/2018 - 01/04/2021
HILLTOP SECURITIES INC. (DALLAS TX)
TX
04/29/2013 - 09/18/2017
HILLTOP SECURITIES INC. (DALLAS TX)
TX
01/01/1991 - 04/12/2013
UBS FINANCIAL SERVICES INC. (DALLAS TX)
NA
05/29/1990 - 01/01/1991
ROTAN MOSLE INC.
NY
02/15/1988 - 06/13/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
08/21/1981 - 02/15/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 06/09/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/06/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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